| Scope of Work |
The scope of work of our designated securities attorneys, includes, but is not limited to representation of Haywood Dennis and its stakeholders at all times. The designated team of lawyers shall ensure that Haywood Dennis is represented worldwide against misrepresentations, commission churning, unsuitable investments, unauthorized transactions, execution failures, excessive mark-ups, disappearing funds, botched transfers, selling away from firms, unregistered brokers, unregistered securities, improper margin liquidations, broker bribes, fraudulent research and acts, "boiler room" sales practices and other wrongful acts. In addition, they shall ensure that Haywood Dennis and its clients are protected and are properly represented pertaining to stocks, bonds, "penny" stocks, "junk" bonds, options, warrants, commodities, mutual funds, limited partnerships, derivative securities, documentary credits, irrevocable payment orders, guarantee investment instruments, and other investment instruments activities. |
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Typical Duties and Responsibilities |
The typical duties and responsibilities of the designated Firm’s securities lawyer include, but are not limited to: the examination of securities documents to determine advisability of legalities, statutes, decisions, regulations, and ordinances of quasi-judicial bodies; interpretation of rulings, regulations, statutes, and securities laws; search for and examination of public and other legal records to write opinions or establish ownership; acting as agent, trustee, guardian, and advising stakeholders; preparation of opinions on legal issues; preparation of legal documentation drafts; preparation and filing of legal briefs; evaluation of findings and development of strategy and arguments in preparation for presentation of securities issues in respect to misrepresentations, commission churning, unsuitable investments, unauthorized transactions, execution failures, excessive mark-ups, disappearing funds, botched transfers, web-broker outages, selling away from firms, unregistered brokers, unregistered securities, improper margin liquidations, broker bribes, fraudulent research, boiler room sales practices and other wrongful acts; cases concerning stocks, bonds, "penny" stocks, junk bonds, options, warrants, commodities, mutual funds, limited partnerships, derivative securities, documentary credits, irrevocable payment orders, promissory notes, guaranteed investment instruments, and other investments; matters pertaining to investors and minority shareholders; and gathering evidence to formulate defence or to initiate legal actions; advising Haywood Dennis or providing opinions to a given client concerning business transactions, claim liability, advisability of prosecuting or defending law suits, or legal rights and obligations. |
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